Corporate Filings

Shareholding Pattern - September 2020

SECTION 1: General Information About Company

Scrip code	512489
NSE Symbol	NA
MSEI Symbol	NA
ISIN	INE876A01015
Name of the company	OASIS SECURITIES LTD
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

SECTION 2: Declaration Table

Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No	-	-
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes	-	-	-

SECTION 3: Table I - Summary Statement holding of specified securities (Part A)

Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+(VI)	Shareholding as a % of total no. of shares (SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)			Total as a % of (A+B+C)
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+(VI)		Class X	Class Y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	10	1,303,913	-	-	1,303,913	70.48	1,303,913	-	1,303,913	70.48
(B)	Public	742	546,087	-	-	546,087	29.52	546,087	-	546,087	29.52
(C)	Non Promoter- Non Public	-	-	-	-	-	-	-	-	-	-
(C1)	Shares underlying DRs	-	-	-	-	-	-	-	-	-	-
(C2)	Shares held by Employee Trusts	-	-	-	-	-	-	-	-	-	-
Total	Total	752	1,850,000	-	-	1,850,000	100	1,850,000	-	1,850,000	100

SECTION 4: Table I - Summary Statement holding of specified securities (Part B - Conversions & Demat)

Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion (as % of diluted share capital) (XI)=(VII)+(X) As % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
Category (I)	Category of shareholder (II)		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)
(A)	Promoter & Promoter Group	-	-	-	70.48	-	-	-	-	1,303,913
(B)	Public	-	-	-	29.52	-	-	-	-	482,406
(C)	Non Promoter- Non Public	-	-	-	-	-	-	-	-	-
(C1)	Shares underlying DRs	-	-	-	-	-	-	-	-	-
(C2)	Shares held by Employee Trusts	-	-	-	-	-	-	-	-	-
Total	Total	-	-	-	100	-	-	-	-	1,786,319

SECTION 5: Table II - Detailed Shareholding Pattern Breakdown (Part A)

Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+(VI)	Shareholding as a % of total no. of shares (SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)			Total as a % of (A+B+C)
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+(VI)		Class X	Class Y	Total	Total as a % of (A+B+C)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian	-	-	-	-	-	-	-	-	-	-
(a)	Individuals/Hindu undivided Family	9	1,303,280	-	-	1,303,280	70.45	1,303,280	-	1,303,280	70.45
	Sub-Total (A)(1)	9	1,303,280	-	-	1,303,280	70.45	1,303,280	-	1,303,280	70.45
(2)	Foreign	-	-	-	-	-	-	-	-	-	-
(a)	Individuals (NonResident Individuals/ Foreign Individuals)	1	633	-	-	633	0.03	633	-	633	0.03
	Sub-Total (A)(2)	1	633	-	-	633	0.03	633	-	633	0.03
	Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)	10	1,303,913	-	-	1,303,913	70.48	1,303,913	-	1,303,913	70.48
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions	-	-	-	-	-	-	-	-	-	-
(3)	Non-institutions	-	-	-	-	-	-	-	-	-	-
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.	705	277,491	-	-	277,491	15.00	277,491	-	277,491	15.00
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.	3	91,535	-	-	91,535	4.95	91,535	-	91,535	4.95
(e)	Any Other (specify)	34	177,061	-	-	177,061	9.57	177,061	-	177,061	9.57
	Sub-Total (B)(3)	742	546,087	-	-	546,087	29.52	546,087	-	546,087	29.52
	Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)	742	546,087	-	-	546,087	29.52	546,087	-	546,087	29.52
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
	Total ( A+B+C2 )	752	1,850,000	-	-	1,850,000	100	1,850,000	-	1,850,000	100
	Total ( A+B+C )	752	1,850,000	-	-	1,850,000	100	1,850,000	-	1,850,000	100

SECTION 6: Table II - Detailed Shareholding Pattern Breakdown (Part B - Conversions & Demat)

Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion (as % of diluted share capital) (XI)=(VII)+(X) As % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
Category (I)	Category of shareholder (II)		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)
(a)	Individuals/Hindu undivided Family	-	-	-	70.45	-	-	-	-	1,303,280
	Sub-Total (A)(1)	-	-	-	70.45	-	-	-	-	1,303,280
(a)	Foreign Individuals	-	-	-	0.03	-	-	-	-	633
	Sub-Total (A)(2)	-	-	-	0.03	-	-	-	-	633
	Total Shareholding of Promoter Group (A)	-	-	-	70.48	-	-	-	-	1,303,913
(a(i))	Public Individual <= 2L	-	-	-	15	-	-	-	-	214,410
(a(ii))	Public Individual > 2L	-	-	-	4.95	-	-	-	-	91,535
(e)	Any Other	-	-	-	9.57	-	-	-	-	176,461
	Sub-Total (B)(3)	-	-	-	29.52	-	-	-	-	482,406
	Total Public Shareholding (B)	-	-	-	29.52	-	-	-	-	482,406
	Total (A+B+C2)	-	-	-	100	-	-	-	-	1,786,319
	Total (A+B+C)	-	-	-	100	-	-	-	-	1,786,319

SECTION 7: Granular Entity Deep-Dive Transposed Tables

Table 7A: Individuals/Hindu undivided Family (Promoters 1 to 7)

Searial No.	Name	PAN	Fully Paid Shares (IV)	Total Shares (VII)	Shareholding % (VIII)	Voting Rights Class X	Total Voting Rights %	Diluted Shareholding % (XI)	Demat Form Shares (XIV)	Shareholder type
1	INDRA KUMAR BAGRI HUF	AAAHI1836A	30,000	30,000	1.62	30,000	1.62	1.62	30,000	Promoter Group
2	ISHITA BAGRI	ALIPB8683K	46,450	46,450	2.51	46,450	2.51	2.51	46,450	Promoter Group
3	ANANYA AMIT BAGRI	ALIPB8684Q	83,000	83,000	4.49	83,000	4.49	4.49	83,000	Promoter Group
4	ANIL KUMAR BAGRI	ADPPB7746L	259,577	259,577	14.03	259,577	14.03	14.03	259,577	Promoter
5	STUTI ANIL BAGRI	CRCPB8712M	46,450	46,450	2.51	46,450	2.51	2.51	46,450	Promoter Group
6	PRERIT KAMAL DAMANI	AAAPD6320L	28,600	28,600	1.55	28,600	1.55	1.55	28,600	Promoter Group
7	SAVITRIDEVI MANGALCHAND JAJOO	ADVPJ7839A	34,500	34,500	1.86	34,500	1.86	1.86	34,500	Promoter Group

Table 7B: Individuals/Hindu undivided Family (Promoters 8 to 9 & Total Column)

Serial No	Name	PAN	Fully Paid Shares (IV)	Total Shares (VII)	Shareholding % (VIII)	Voting Rights Class X	Total Voting Rights %	Diluted Shareholding % (XI)	Demat Form Shares (XIV)	Shareholder type
8	ARCHANA BAGRI	ADPPB7414B	31,600	31,600	1.71	31,600	1.71	1.71	31,600	Promoter Group
9	INDRA KUMAR BAGRI	AEKPB3104N	743,103	743,103	40.17	743,103	40.17	40.17	743,103	Promoter
Total	Total		1,303,280	1,303,280	70.45	1,303,280	70.45	70.45	1,303,280	-

Table 7C: Individuals (NonResident Individuals/ Foreign Individuals)

Serial No	Name	PAN	Fully Paid Shares (IV)	Total Shares (VII)	Shareholding % (VIII)	Voting Rights Class X	Total Voting Rights %	Diluted Shareholding % (XI)	Demat Form Shares (XIV)	Shareholder type
1	AMITKUMAR INDRAKUMAR BAGRI	AEDPB2552D	633	633	0.03	633	0.03	0.03	633	Promoter Group
Total	Total		633	633	0.03	633	0.03	0.03	633	-

Table 7D: Public Capital holding in excess of Rs. 2 Lakhs

Serial No	Name	PAN	Fully Paid Shares (IV)	Total Shares (VII)	Shareholding % (VIII)	Voting Rights Class X	Total Voting Rights %	Diluted Shareholding % (XI)	Demat Form Shares (XIV)
1	NISHMA GORWARA	AVOPG8258K	21,535	21,535	1.16	21,535	1.16	1.16	21,535
2	SHANJU RANI	AELPR3226C	35,000	35,000	1.89	35,000	1.89	1.89	35,000
3	MANOJ MITTAL	AAGPM0399G	35,000	35,000	1.89	35,000	1.89	1.89	35,000
Total	Total		91,535	91,535	4.95	91,535	4.95	4.95	91,535

Table 7E: Any Other (Specify) Subcategories

Serial No	Category Type	Classification	Name	PAN	Number of Shareholders	Fully Paid Shares (IV)	Total Shares (VII)	Shareholding % (VIII)	Voting Rights Class X	Total Voting Rights %	Diluted Shareholding % (XI)	Dematerialized Shares (XIV)
1	Bodies Corporate	Category	-	-	10	130,276	130,276	7.04	130,276	7.04	7.04	130,176
2	Bodies Corporate	More than 1 percentage of shareholding	ADVANTAGE OVERSEAS PRIVATE LTD	AAECA8925F	1	94,204	94,204	5.09	94,204	5.09	5.09	94,204
3	Bodies Corporate	More than 1 percentage of shareholding	OAK TRANSITION MANAGEMENT PRIVATE LIMITED	AABCO3268J	1	27,967	27,967	1.51	27,967	1.51	1.51	27,967
4	Non-Resident Indian (NRI)	Category	-	-	5	1,977	1,977	0.11	1,977	0.11	0.11	1,977
5	HUF	Category	-	-	19	44,808	44,808	2.42	44,808	2.42	2.42	44,308
6	HUF	More than 1 percentage of shareholding	SANJEEV GORWARA HUF .	AAQHS2486A	1	22,498	22,498	1.22	22,498	1.22	1.22	22,498
Total	Total				34	177,061	177,061	9.57	177,061	9.57	9.57	176,461

SECTION 8: Significant Beneficial Owners (SBO) Table

Sr. No.	Details of the SBO					Details of the registered owner					Details of holding/exercise of right of the SBO					Date of creation / acquisition of significant beneficial interest
Sr. No.	Name	PAN	Passport No.	Nationality	Nationality (If Any other)	Name	PAN	Passport No.	Nationality	Nationality (If Any other)	Shares %	Voting rights %	Rights on distributable dividend %	Exercise of control	Exercise of significant influence
1	MR INDRA KUMAR BAGRI	AEKPB3104N	-	India	-	I K BAGRI HUF	AAAHI1836A	-	India	-	1.62	-	-	No	No	08-02-2019
Total	Total										Shares Total: 1.62	Voting Rights Total: 0	Dividend Total: 0